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Professional Adviser
4 小时
FCA withdraws nearly 20,000 misleading financial ads in 2024
Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the Financial Conduct ...
Opinion
Professional Adviser
6 小时
Opinion
Why the personal advice touch will thrive amid generational digital disruption
Advice needs to facilitate Gen Z client's preference for digital DIY but also to provide the human ‘safety net' alongside, ...
Professional Adviser
6 小时
AI due diligence 'essential' for advisers
Artificial Intelligence (AI) creates enormous opportunities for financial advisers however detailed due diligence is ...
Professional Adviser
9 小时
FOS CEO Abby Thomas steps down
CEO and chief ombudsman Abby Thomas is stepping down. Thomas took on the role in October 2022. The FOS confirmed that interim ...
Professional Adviser
9 小时
FCA: 'We need to deliver policy quickly' to tackle advice gap
The Financial Conduct Authority (FCA) has reaffirmed its commitment to narrowing the financial advice gap, with head of ...
Professional Adviser
9 小时
Financial planning shifts from 'sales-based to experience-based' industry
The financial advice industry has moved from a sales-driven profession to one that prioritises client experience, inclusivity ...
Professional Adviser
6 小时
FOS to apply CMCs complaint fee from April
The Financial Ombudsman Service (FOS) will be making a proposal to charge professional representatives £250 to refer a case to its service from 1 April 2025.
Professional Adviser
10 小时
Advice and a four-day working week: 'It's crucial to be forward-thinking'
Advice firm Almond Financial has recently adopted a four-day working week and has urged the industry to do the same.
Professional Adviser
1 天
St James's Place partners with Dynamic Planner for client risk profiling
St James’s Place (SJP) has partnered with Dynamic Planner to make its risk profiling tool available for its advisers and ...
Opinion
Professional Adviser
1 天
Opinion
The BDM life: 'Being there for whatever reason, when they need you'
Brendan Llewellyn delves into a Davies Marsh report on the working lives of BDMs, a role that he describes as the lynchpin ...
Professional Adviser
1 天
Lords committee urges FCA to call off 'damaging' name and shame plans
The Lords’ Financial Services Regulation Committee (FSRC) has called on the Financial Conduct Authority (FCA) not to proceed ...
Professional Adviser
1 天
Adviser business owners upbeat as 80% report increased turnover
Some 80% of advice businesses saw turnover increase last year and more than two-thirds predict higher profits in 2025, ...
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