Stifel must pay $7 million for the attorneys’ fees of four former employees who were accused of carrying out an "orchestrated ...

Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...

The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...

Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...

A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

It was the second adverse ruling in a week that a panel has handed to Stifel. Also last week, the firm was ordered to pay more than $132 million in compensatory damages to a father and his three ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.

For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...

A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

March 13 (Reuters) - Stifel Financial (SF.N), opens new tab was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk ...