Stifel must pay $7 million for the attorneys’ fees of four former employees who were accused of carrying out an "orchestrated ...

Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...

The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...

Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...

A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...

It was the second adverse ruling in a week that a panel has handed to Stifel. Also last week, the firm was ordered to pay more than $132 million in compensatory damages to a father and his three ...

A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.

March 13 (Reuters) - Stifel Financial (SF.N), opens new tab was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk ...